Securities regulation

A currency trader watches monitors at the foreign exchange dealing room of the KEB Hana Bank headquarters in Seoul, South Korea, Friday, June 26, 2020. Asian stock markets followed Wall Street higher on Friday after U.S. regulators removed some limits on banks' ability to make investments. (AP Photo/Ahn Young-joon)
June 25, 2020 - 10:28 pm
BEIJING (AP) — Asian stock markets followed Wall Street higher on Friday after U.S. regulators removed some limits on banks' ability to make investments. Benchmarks in Tokyo, Sydney and Southeast Asia advanced while Hong Kong declined. Chinese markets were closed for a holiday. Wall Street closed...
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The Supreme Court is seen in Washington, early Monday, June 15, 2020. (AP Photo/J. Scott Applewhite)
June 22, 2020 - 9:24 am
WASHINGTON (AP) — The Supreme Court on Monday preserved an important tool used by securities regulators to recoup ill-gotten gains in fraud cases. By an 8-1 vote, the justices ruled that the Securities and Exchange Commission can seek to recover the money through a process called disgorgement. Last...
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This April 17, 2015 photo shows stacks of gambling chips on a roulette table at the Tropicana Casino and Resort in Atlantic City, N.J. On June 16, 2020, the American Gaming Association, the casino industry's national trade group, called on state gambling regulators to make it easier for gamblers to use cashless betting options during the coronavirus outbreak. (AP Photo/Wayne Parry)
June 16, 2020 - 9:06 am
ATLANTIC CITY, N.J. (AP) — The American casino industry wants gambling regulators to make it easier to adopt cashless payment transactions on the casino floor, citing a desire to help customers avoid handling money during the coronavirus outbreak. In a report released Tuesday, the American Gaming...
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Sen. Kelly Loeffler, R-Ga., listens during a virtual Senate Committee for Health, Education, Labor, and Pensions hearing, Tuesday, May 12, 2020 on Capitol Hill in Washington. (Win McNamee/Pool via AP)
May 26, 2020 - 7:23 pm
WASHINGTON (AP) — The Justice Department has closed investigations into stock trading by Sens. Dianne Feinstein of California, Kelly Loeffler of Georgia and Jim Inhofe of Oklahoma, according to people familiar with notifications sent to the senators. The senators came under scrutiny for...
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FILE - In this March 26, 2020, file photo, tractors groom the racing surface at the Pimlico Race Track in Baltimore, Md. The Preakness will remain at Pimlico Race Course into the foreseeable future, thanks to the passing of a bill to redevelop Maryland's race tracks with $375 million in bonds. (AP Photo/Steve Helber, File)
May 08, 2020 - 10:13 am
BALTIMORE (AP) — The Preakness will remain a fixture at timeworn Pimlico Race Course, which will receive a much-needed facelift following the passing of a bill to redevelop Maryland tracks. Gov. Larry Hogan on Thursday permitted a bill to become law that would enable the Maryland Stadium Authority...
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FILE - In this Aug. 5, 2017, file photo U.S. Securities and Exchange Commission building in Washington. Securities and Exchange Commission employees have been told to work remotely for the foreseeable future after a coronavirus scare at the agency's Washington headquarters. The agency, said it was informed Monday, March 9, 2020, that a headquarters employee had received medical treatment for respiratory symptoms earlier in the day. (AP Andrew Harnik, File)
March 10, 2020 - 6:47 pm
WASHINGTON (AP) — Securities and Exchange Commission employees have been encouraged to work remotely for the foreseeable future after a coronavirus scare at the agency's Washington headquarters. The agency, which oversees the financial markets, said it was informed Monday afternoon that a...
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Secretary of Health and Human Services Alex Azar testifies before a Senate Appropriations subcommittee on President Donald Trump's budget request for fiscal year 2021, on Capitol Hill in Washington, Tuesday, Feb. 25, 2020. President Donald Trump said Tuesday that the urgent $2.5 billion plan for coronavirus he sent to lawmakers will prepare the nation in case of an outbreak in the U.S. and help other nations unprepared to handle the threat. (AP Photo/J. Scott Applewhite)
February 25, 2020 - 4:58 pm
WASHINGTON (AP) — President Donald Trump and chief economic adviser said Tuesday that the new coronavirus is under control in the U.S., even as the government's top disease fighters warned Americans to prepare for an outbreak here. The mixed messages came as the stock market tumbled for a second...
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President Donald Trump talks to the media before he boards Air Force One for a trip to Los Angeles to attend a campaign fundraiser, Tuesday, Feb. 18, 2020, at Andrews Air Force Base, Md. (AP Photo/Evan Vucci)
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February 18, 2020 - 6:08 pm
WASHINGTON (AP) — President Donald Trump went on a clemency blitz Tuesday, commuting former Illinois Gov. Rod Blagojevich's 14-year prison sentence and pardoning former New York City police commissioner Bernie Kerik, among a long list of others. Those who got a break from Trump include financier...
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FILE - In this Feb. 2, 2020 file photograph, the company logo sits on an unsold 2020 Model X at a Tesla dealership in Littleton, Colo. Shares of Tesla Inc. fell 4% in early trading Thursday, Feb. 13, after the electric vehicle and solar panel maker said it would sell more than $2 billion worth of additional shares. The move comes just two weeks after CEO Elon Musk said the company had enough cash to fund its capital programs and it didn't need to raise any more money. (AP Photo/David Zalubowski, File)
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February 13, 2020 - 11:49 am
DETROIT (AP) — Tesla said that is selling $2 billion worth of additional stock, that its U.S. revenue fell last year and that securities regulators are scrutinizing its finances. All of the developments Thursday were disclosed in filings with U.S. Securities and Exchange Commission, which in...
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February 03, 2020 - 3:57 pm
WASHINGTON (AP) — Boeing Co. has confirmed that securities regulators are investigating the company in connection with the 737 Max, which was grounded after two deadly crashes. Boeing disclosed the Securities and Exchange Commission investigation in a regulatory filing Friday. The filing provides...
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